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Basil II part 19

15. Psellus seems to have misunderstood the chronology of Basil’s reign, for the Lord Chamberlain was deposed in 985 and died in exile soon after. Cedrenus (699, p. 443) implies that his downfall coincided with the rise of Romanus, son of Sclerus. This young man was sent by his father to the emperor immediately after his (Sclerus’s) escape from Baghdad. He realized that he would never carry out a successful coup d’etat without the assistance of Phocas.

At the same time he secretly sent Romanus to the capital, pretending that his son was a deserter from his own army. He calculated that if Phocas beat the emperor he would probably be able to save the young man- on the other hand, if Basil won the son would be able to save him. Basil, after the Lord Chamberlain had been dismissed, did in fact welcome Romanus and appears to have relied much on his judgments.

16. Sclerus’s second revolt lasted only a few months, for the reconciliation between the emperor and his rival was effected in October 989. It seems likely that Sclerus was supported mainly by the Church and Bardas Phocas by the army. Psellus’s remarks about the opposition that ‘dragged on for many years’ may refer to the activities of Sclerus’s men who refused to accept the agreement made by their leader. Sclerus died in retirement on 6 March 991, blinded and practically a prisoner of Basil. He had accepted the title of Curopalates.

At Didymotichus

17. At Didymotichus.

18. It was the policy of Basil to ensure that the great feudal families should never agaiin be able to rebel against his government. The ‘favourites’ mentioned later in the chapter were the civil servants who passed under the name of ‘Senators’, the bureaucrats who were no less interested than Basil himself in the maintenance cf peace.

By the Novel of January 996 it was enacted that land taken from the people by the rich landowners since the reign of Romanus Lecapenus was to be restored without compensation. The rich were further curbed by the famous allelengyon, by which men with money were required to pay taxes for those who were impoverished. However politic these measures may have seemed to Basil, they were not only most difficult to carry out, but caused great bitterness among the various classes in the state.

19. Despite his reputation for hardness Basil was accustomed to grant the poor time in which to pay off their taxes (Cedrenus, 721, p. 484), and when he died there was some tributum already two years overdue. Constantine, his successor, compelled the debtors to pay five years’ tax in one lump sum.

20. Military ranks, junior officers.

21. Basil died on 15 December 1025. According to Cedrenus he had reigned as sole emperor for fifty years and was seventy years old. He was buried in the monastery of St. John Evangelist in the Hebdomon at Constantinople.

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Basil II part 18

3. Basil the Lord Chamberlain (parakoimomenus) was the illegitimate son off Romanus I Lecapenus (9l9-944) and had been promoted to his high office by Nicephorus II Phocas, with the additional title of President of the Senate. He afterwards sided with Tzimisces in the revolt of 969 which ended with the death of Nicephorus. The historians agree that Basil was a man of great energy and ability.

4. Bardas Sclerus had been brother-in-law of John I Tzimisces, who had married his sister Maria. He had expected to succeed John for he had been promised the throne by the emperor on his death-bed.

5. The Phocas family had its origin in Cappadocia and for several generations had enjoyed high repute in the Empire as soldiers. The father of Bardas Phocas was that Leo who had won military fame under the emperor Romanus II. His uncle Nicephorus was an even greater soldier and had himself ascended the throne im 963, when he married Theophano. The family was banished from the capital on the orders of the Lord Chamberlain when Tzimisces gained power.

6. That Basil never carried out his intention of destroying the Phocas family can be inferred from the fact that as late as 1022 a son of Bardas, another Nicephorus, was in revolt and was actually crowned emperor in Cappadocia. Fortunately for Basil the pretender was assassinated by a jealous accomplice, Nicephorus Xiphias, and the the rebellion proved abortive.

Actually proclaimed emperor at Caesarea

7. Bardas Phocas had revolted against Tzimisces in 971, with the help of his brother Leo and their father. He was actually proclaimed emperor at Caesarea, but the rebellion was crushed by Bardas Sclerus and the whole family was sent into exile on the island of Chios. Leo the younger attempted a second revolt the next year and again the effort proved unsuccessful. The Phocas family had the active support of the Nicephorus party and of some clergy, and Basil no doubt believed that his own position would never be secure until the whole faction was wiped out.

8. This single combat took place on 24 March 979 at Pancalia.

9. The second revolt of Bardas Phocas came to a head on 15 August 987 when was proclaimed emperor at Chresianus. Sclcrus had meanwhile escaped from Baghdad, and according to the terms he concluded with his rival Phocas was to have Constantinople and the European provinces, while Sclerus was to rule over Asia Minor. Barely a month later Phocas broke his word and on 14 September Sclerus was imprisoned by him at Tyropaeum and stripped of all imperial insignia.

10. This battle apparently took place late in 986.

11. This Scythian force of 6,coo arrived at Constantinople in the spring of 988. Vladimir of Russia was persuaded to help on condition that Basil gave him his sister Anna in marriage. On his part he was to be baptized into the Christian faith, an act that was destined to influence Russia for centuries to come. The Scyths (or Varangians) remained in Greece after the defeat of Phocas and formed the Imperial Cuard until they were to some extent replaced by western Europeans late in the next century.

12. The Battle of Ghrysopolis in the summer of 988.

13. The Bade of Abydos, 13 April 989.

14. With this defeat opposition to Basil faded away. All the leaders of Phocas’s army were put to death except Leo Melissenus, his second-in-command, and Sderus, who had been set free by Phocas’s wife as soon as she heard of her husband’s death, was soon reconciled to the emperor. The circumstances of Leo’s amnesty are recorded in Cedrenus (700).

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Basil II part 17

When he gave rein to his horse and rode in the assault, he was erect and firm in his saddle, riding uphill and downhill alike, and when he checked his steed, reining it in, he would leap on high as though he had wings, and he mounted or dismounted alike with equal grace. In his old age the beard under his chin went bald, but the hair from his cheeks poured down, the growth on either side being thick and very profuse, so that wound round on both sides it was made into a perfect circle and he appeared to possess a full beard.

It was a habit of his to roll it between his fingers, a gesture to which he was particularly prone when roused to anger or giving audience, or when he was engaged in deep thought. That was a frequent habit; another was to put his fingers on his hips, arms akimbo. He was not a fluent speaker. The phrases were not rounded off, nor were they lengthened out into periods. In fact, he clipped his words, with little pauses between them, more like a peasant than a man of good education. He had a loud laugh, which convulsed the whole of his body.

37. The emperor seems to have lived a very long time, more than all the other sovereigns, for from birth up to his twentieth year he shared imperial power with his father and Phocas Nicephorus, and later with John Tzimisces, the latter’s successor. During this period he occupied a subordinate position, but for the next fifty-two years he ruled supreme. He was therefore in his seventy-second year when he died.**21

Notes

The notes which follow are not bibliographical and are only intended to give some indication of background to those who have no knowledge of the period. Fuller references and information can be found by referring to the works cited in the Bibliographical Note.

Notes

1. Psellus begins where Leo the Deacon finishes, at the death of John I Tzimisces in 976. Leo (Hist., X, II, p. I77) describes the circumstances of the emperor’s death, but whether he died from poisoning or after a severe illness is not certain. Cedrenus (684, p. 415) definitely asserts that the Lord Chamberlain, Basil, bribed John’s cupbearer to poison him, but both Psellus and Cedrenus are probably biased in their accounts of Basil.

2. The young emperors ascended the throne on 11 January 976. Basil was now eighteen years old and his brother two years younger. Both were already theoretically invested with the purple, for they had been crowned during their father’s reign and after Romanus II’s death in 963 had been under the guardianship of their mother Theophano and then of the co-emperor Nicephorus II Phocas (who had married Theophano) and John I Tzimisces.

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Basil II part 16

34. Basil’s character was two-fold, for he readily adapted himself no less to the crises of war than to the calm of peace. Really, if the truth be told, he was more of a villain in wartime, more of an emperor in time of peace. Outbursts of wrath he controlled, and like the proverbial ‘fire under the ashes’, kept anger hid in his heart, but if his orders were disobeyed in war, on his return to the palace he would kindle his wrath and reveal it. Terrible then was the vengeance he took on the miscreant. Generally, he persisted in his opinions, but there were occasions when he did change his mind. In many cases, too, he traced crimes back to their original causes, and the final links in the chain were exonerated.

So most defaulters obtained forgiveness, either through his sympathetic understanding, or because he showed some other interest in their affairs. He was slow to adopt any course of action, but never would he willingly alter the decision, once it was taken. Consequently, his attitude to friends was unvaried, unless perchance he was compelled by necessity to revise his opinion of them. Similarly, where he had burst out in anger against someone, he did not quickly moderate his wrath. Whatever estimate he formed, indeed, was to him an irrevocable and divinely inspired judgment.

Basil’s Personal Characteristics

35. so much for his character. As for his personal appearance, it betrayed the natural nobility of the man, for his eyes were light-blue and fiery, the eye-brows not overhanging nor sullen, nor yet extended in one straight line, like a woman’s, but well-arched and indicative of his pride. The eyes were neither deep-set (a sign of knavishness and cunning) nor yet too prominent (a sign of frivolity), but they shone with a brilliance that was manly.

His whole face was rounded off, as if from the centre into a perfect circle, and joined to the shoulders by a neck that was firm and not too long. His chest was neither thrust out in front of him, nor hanging on him, so to speak, nor again was it concave and, as it were, cramped: rather was it the mean between the two extremes, and the rest of his body was in harmony with it.

36. As for height, he was of less than normal stature, but it was proportionate to the separate parts of his body, and he held himself upright. If you met him on foot, you would find him much like [28] some other men, but on horseback he afforded a sight that was altogether incomparable, for in the saddle he reminded one of the statues which the great sculptors carved, with their riders adopting a similar pose.

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Basil II part 15

His experience of army matters went further than that: the duties of the protostate,**20 the duties of the hemilochites, **21 the tasks proper to the rank immediately junior to them– all these were no mysteries to Basil, and the knowledge stood him in good stead in his wars. Accordingly, jobs appropriate to these ranks were not devolved on others, and the emperor, being personally conversant with the character and combat duties of each individual, knowing to what each man was fitted either by temperament or by training, used him in this capacity and made him serve there.

33. Moreover, he knew the various formations suited to his men. Some he had read of in books, others he devised himself during the operations of war, the result of his own intuition. He professed to conduct his wars and draw up the troops in line of battle, himself planning each campaign, but he preferred not to engage in combat personally.

A sudden retreat might otherwise prove embarrassing. Consequently, for the most part he kept his troops immobile. He would construct machines of war and skirmish at a distance, while the manoeuvring was left to his light-armed soldiers. Once he had made contact with the enemy, a regular military liaison was established between the different formations of the Roman army.

The whole force was formed up like a solid tower, headquarters being in touch with the cavalry squadrons, who were themselves kept in communication with the light infantry, and these again with the various units of heavy-armed foot. When all was ready, strict orders were given that no soldier should advance in front of the line or break rank under any circumstance. If these orders were disobeyed, and if some of the most valiant or daring soldiers did ride out well in front of the rest, even in cases where they engaged the enemy successfully, they could expect no medals or rewards for valour when they returned.

Roman armies to be invincible

On the contrary, Basil promptly discharged them from the army, and they were punished on the same level as common criminals. The decisive factor in the achievement of victory was, in his opinion, the massing of troops in one coherent body, and for this reason alone he believed the Roman armies to be invincible. The careful inspections he made before battle used to aggravate the soldiers and they abused him openly, but the emperor met their scorn with common sense. He would listen quietly, and then, with a gay smile, point out that if he neglected these precautions, their battles would go on for ever.

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Basil II part 14

31. By humbling the pride or jealousy of his people, Basil made his own road to power an easy one. He was careful, moreover, to close the exit-doors on the monies contributed to the treasury. So a huge sum of money was built up, partly by the exercise of strict economy, partly by fresh additions from abroad. Actually, the sum accumulated in the imperial treasury reached the grand total of 200,000 talents.**19 As for the rest of his gains, it would indeed be hard to find words adequately to describe them. All the treasures amassed in Iberia and Arabia, all the riches found among the Celts or contained in the land of the Scyths– in brief, all the wealth of the barbarians who surround our borders– all were gathered together in one place and deposited in the emperor’s coffers.

After the Egyptian style

In addition to this, he carried off to his treasure-chambers and sequestrated there, all the money of those who rebelled against him and were afterwards subdued. And since the vaults of the buildings made for this purpose were not big enough, he had spiral galleries dug underground, after the Egyptian style, and there he kept safe a considerable proportion of his treasures. He himself took no pleasure in any of it: quite the reverse indeed, for the majority of the precious stones, both the white ones (which we call pearls) and the coloured brilliants, far from being inlaid in diadems or collars, were hidden away in his underground vaults.

Meanwhile Basil took part in his processions and gave audience to his governors clothed merely in a robe of purple, not the very bright purple, but simply purple of a dark hue, with a handful of gems as a mark of distinction. As he spent the greater part of his reign serving as a soldier on guard at our frontiers and keeping the barbarians from raiding our territories, not only did he draw nothing from his reserves of wealth, but even multiplied his riches many times over.

32. On his expedition against the barbarians, Basil did not follow the customary procedure of other emperors, setting out at the middle of spring and returning home at the end of summer. For him the time to return was when the task in hand was accomplished. He endured the rigours of winter and the heat of summer with equal indifference. He disciplined himself against thirst. In fact, all his natural desires were kept under stern control, and the man was as hard as steel. He had an accurate knowledge of the details of army life, and by that I do not mean the general acquaintance with the composition of his army, the relative functions of individual units in the whole body, or the various groupings and deployments suited to the different formations.

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Basil II part 13

29. On this note their conversation came to an end. Sclerus went off to the country estate which had been apportioned him, and soon afterwards he died. We will leave him and return to the emperor. In his dealings with his subjects, Basil behaved with extraordinary circumspection.

For the civil administration

It is perfectly true that the great reputation he built up as a ruler was founded rather on terror than on loyalty. As he grew older and became more experienced he relied less on the judgment of men wiser than himself. He alone introduced new measures, he alone disposed his military forces. As for the civil administration, he governed, not in accordance with the written laws, but following the unwritten dictates of his own intuition, which was most excellently equipped by nature for the purpose.

Consequently he paid no attention to men of learning: on the contrary, he affected utter scorn — towards the learned folk, I mean. It seems to me a wonderful thing, therefore, that while the emperor so despised literary culture, no small crop of philosophers and orators sprang up in those times.

One solution of the paradox, I fancy, is that the men of those days did not devote themselves to the study of letters for any ulterior purpose: they cultivated literature for its own sake and as an end in itself, whereas the majority nowadays do not approach the subject of education in this spirit, but consider personal profit to be the first reason for study. Perhaps I should add, that though gain is the object of their zeal for literature, if they do not immediately achieve this goal, then they desist from their studies at once. Shame on them!

30. However, we must return to the emperor. Having purged the Empire of the barbarians, he dealt with his own subjects and completely subjugated them too– I think ‘subjugate’ is the right word to describe it.**18 He decided to abandon his former policy, and after the great families had been humiliated and put on an equal footing with the rest, Basil found himself playing the game of power-politics with considerable success.

He surrounded himself with favourites who were neither remarkable for brilliance of intellect, nor of noble lineage, nor too learned. To them were entrusted the imperial rescripts, and with them he was accustomed to share the secrets of state. However, since at that time the emperor’s comments on memoranda or requests for favour were never varied, but only plain, straightforward statements (for Basil, whether writing or speaking, eschewed all elegance of composition) he used to dictate to his secretaries just as the words came to his tongue, stringing them all together, one after the other. There was no subtlety, nothing superfluous, in his speech.

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Basil II part 12

27. Agreement was reached on these conditions, and the emperor set out from the capital to one of his most magnificent estates, there to receive the rebel and ratify the treaty.**17 Basil seated himself in the [23] royal tent. Sclerus, some distance away, was introduced by the guards. They led him into the emperor’s presence, without preliminaries, not riding on horseback, but escorted on foot. Sclerus was a very tall man, but he was also an aged man, and he came in supported by guards on either side.

Unable to walk by himself

The emperors seeing him approaching some way off, turned to the bystanders and made his celebrated remark (everyone knows the story): ‘Look, the man whom I feared! A suppliant dotard, unable to walk by himself!’ As for Sclerus, whether because of his eagerness, or because in any case he had forgotten them, he had kept on his feet the sandals of purple when he laid aside the other insignia of power. It seemed that he was arrogating some share in the royal prerogative.

Anyway, he approached the emperor wearing the sandals. Basil saw all this from a distance and shut his eyes in annoyance, refusing to see him at all unless he first clothed himself like an ordinary citizen in every detail. At all events, there and then Sclerus shook of his purple sandals at the door of the tent and so entered the emperor’s presence.

28. As soon as he saw him enter, Basil rose and they embraced one another. Then they held converse, the one excusing his revolt and explaining the reasons why he had plotted and carried it out, the other quietly accepting the apology and attributing to bad luck what had occurred. When they shared a common drinking-bowl, the emperor first put to his own lips the cup offered to Sclerus and took a moderate sip of its contents before handing it back to his guest. Thus he relieved him of any suspicion of poison, and at the same time proved the sanctity of their agreement.

After this Basil proceeded to question him, as a man accustomed to command, about his Empire, how it could be preserved free from dissension. Sclerus had an answer to this, although it was not the sort of advice one would expect from a general; in fact, it sounded more like a diabolical plot. ‘Cut down,’ he said, ‘the governors who become overproud. Let no generals on campaign have too many resources. Exhaust them with unjust exactions, to keep them busied with their own affairs. Admit no woman to the imperial councils. Be accessible to no one. Share with few your most intimate plans.’

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Basil II part 11

No attempt was made to overwhelm the enemy in actual operations, but his transports were invariably stopped in convoys, he was cut off from free use of the roads, all merchandise being conveyed to the capital from abroad was impounded– to the great advantage of Sclerus’s own army. Moreover, by maintaining strict vigilance, orders transmitted through state couriers were intercepted and never carried out.

25. The rebellion began in the summer and dragged on into the autumn. A whole year passed by, and the intrigue was still not crushed. As a matter of fact, this evil troubled the state for many years to come. The truth was, the men who had enrolled in Sclerus’s army were no longer divided in their loyalties: every one of them was a declared rebel.

Reconciled their differences

Their leader inspired them with his own resolute determination and bound them into one coherent body. By favours he won their loyalty, by his kindliness he earned their devotion. He reconciled their differences, ate at the same table as his men, drank from the same cup, called them by name, and by his flattery bound them to his allegiance.

26. The emperor tried all his wiles and tricks to frustrate him, but Sclerus evaded all these attempts with the greatest of ease. Like a good general, he answered his opponent’s schemes and plans with stratagems of his own. So Basil, seeing that his enemy could never be caught, sent an embassy to him with the suggestion that terms should be arranged, and that Sclerus should abandon the revolt.

If he accepted the emperor’s proposals, he was to occupy rank second only to Basil himself. At first, the pretender did not respond to these overtures with any great alacrity, but later, when he had given the matter deep thought and compared his present position with the past, guessing what the future might hold for him in comparison with the present; when he considered his personal prospects thus (he was already an old man), the proffered negotiations were not unattractive.

So he assembled the whole of his army, to support him at the reception of the imperial envoys, and made peace with Basil on the following terms: he (Sclerus) was to resign his crown and give up wearing the purple, but to take precedence immediately after the emperor; the generals and other ranks who had revolted with him were to retain their present positions, and to enjoy as long as they lived whatever privileges he had conferred upon them; they would be deprived neither of property formerly in their possession, nor of any thereafter acquired through Sclerus, nor would they be stripped of any other advantages which had fallen to their lot.

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Basil II part 10

22. Let us return to the emperor. Now that he observed the diverse character of his dominions, and saw that it was no easy matter to wield such tremendous power, Basil abjured all selfindulgence. He even went so far as to scorn bodily ornaments. His neck was unadorned by collars, his head by diadems. He refused to make himself conspicuous in purple-coloured cloaks. He put away superfluous rings, even clothes of different colours.

On the other hand, he took great pains to ensure that the various departments of the government should be centralized in himself, and that they should work without friction. He adopted a supercilious manner, not only in his dealings with other men, but even towards his brother. Ta Constantine he allotted a mere handful of guards, as though he grudged him protection of a more dignified or imposing character.

Having first straitened himself, so to speak, and having cheerfully stripped off the proud contraptions of monarchy in his own case, he now dealt with his brother and gradually decreased his authority too. He left him to enjoy the beauties of the country, the delights of bathing and hunting, his special hobbies, while he himself went out to the frontiers, where his armies were being hard pressed. His ambition, in fact, was to purge the Empire completely of all the barbarians who encircle us and lay siege to our borders, both in the east and in the west.

The Second Revolt of Sclerus, After the Death of Phocas**16

23. This project, however, had to be postponed to the future, for Sclerus kept the emperor occupied with a second revolt, and the intended expedition against the barbarians became impossible, at least for the moment. After Phocas’s death that part of his army which had been under his command, before his alliance with Sclerus, being foiled of the hopes it had placed in Phocas, dispersed and completely disbanded, while Sclerus and those who had escaped with him from Assyria returned to their homes.

These latter now voluntarily reformed their army. They constituted what might be described as an independent corps, numerically the equal of Phocas’s army and in the eyes of the emperor just as menacing.

24. This man Sclerus, though apparently not to be compared with Phocas in physical prowess, was a greater exponent of military strategy and management. He was reputed to be more resourceful than the other, too. When his quarrel with Basil flared up a second time, therefore, he was careful not to come to grips and join battle. His intention was to build up his army with heavy reinforcements and harass the emperor rather by guerilla tactics than with open warfare.

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